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Securities regulation in the United States
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#	Item
441	CB[removed]) Recommendations in Report to the Financial Secretary on Issues raised by the Lehman’s Minibonds crisis Presentation to Legislative Council Panel on Financial Affairs Add to Reading List Source URL: www.legco.gov.hk Language: English - Date: 2009-02-02 03:57:22 Securities and Futures Commission Government Financial regulation Public administration Securities and Exchange Board of India Hong Kong United States corporate law Minibond Year of birth missing Martin Wheatley
442	December 2014 \| Vol 5 \| No 3 CONTENTS 1 Executive Summary 3 Corporate Surveillance Add to Reading List Source URL: www.sc.com.my Language: English - Date: 2015-02-16 01:42:00 Economy of Malaysia Financial system Securities Commission Malaysia Insider trading Securities fraud Securities Commission of New Zealand Securities regulation in the United States Malaysia Corruption Economics Bursa Malaysia
443	“Three Tier” Regulatory Structure for Listing Matters Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2009-12-03 02:07:12 Financial economics Securities and Futures Commission Securities regulation in the United States Listing Rules Economy of Asia Hong Kong Exchanges and Clearing Finance
444	RTF Document Add to Reading List Source URL: www.legislation.act.gov.au Language: English - Date: 2011-07-10 22:14:00 United States Securities and Exchange Commission United States securities law Financial regulation Economy of the United States United States Homestead exemption in Florida 73rd United States Congress New Deal Securities Act
445	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.CFORM 8-K CURRENT REPORT Add to Reading List Source URL: atd-us.com Language: English - Date: 2014-07-03 09:15:02 United States Securities and Exchange Commission Financial regulation Tire Securities Exchange Act Securities Act Form 8-K Pro forma Government procurement in the United States Finance United States securities law SEC filings 73rd United States Congress
446	FEDERAL RESERVE SYSTEM 12 CFR Parts 217, 225, and 238 Regulations Q, Y, and LL Docket No. R-1509 RIN 1700-AE 30 Small Bank Holding Company Policy Statement; Capital Adequacy of Board-Regulated Add to Reading List Source URL: federalreserve.gov Language: English - Date: 2015-01-29 16:01:11 Securities Trust-preferred security Federal Reserve System Savings and loan association Bank holding company Capital requirement TD Banknorth Bank regulation in the United States Finance Financial economics Financial services
447	1 Mongolian Stock Exchange Content Add to Reading List Source URL: www.mse.mn Language: English - Date: 2014-11-10 01:10:19 Financial economics Investment Economy of Mongolia Mongolian Stock Exchange Tender offer Security Public company Securities market Securities regulation in the United States Finance Business Stock market
448	Staff NoticeOfferings of Contracts for Difference and foreign exchange contracts to investors in Ontario Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2015-02-06 00:26:48 Finance Contract for difference Exempt market dealer Canadian securities regulation Derivative Securities Act Security Securities regulation in the United States First Prudential Markets Financial economics Stock market Investment
449	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.CFORM 8-K CURRENT REPORT Add to Reading List Source URL: atd-us.com Language: English - Date: 2013-03-28 17:00:26 Securities Exchange Act SEC filings Politics of the United States United States Financial regulation United States securities law Government procurement in the United States United States administrative law
450	Recommendation: Empowering Elders and other Investors: Background Checks in the Financial Markets Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-07 17:49:28 Self-regulatory organizations Financial regulation Finance 73rd United States Congress United States Securities and Exchange Commission Financial Industry Regulatory Authority Registered Investment Advisor Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission United States securities law Financial economics Business

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